Saturday, October 25, 2014

what are "have made" rights under United States Law?

QUERIES:
(i)               What are “have made” rights under United States Law?
(ii)             What is the definition of term “use” as per the New York State Trademark Law? Does it include right to get the goods manufactured from a third party by a licensee or it only means use of trademark by the licensee for the purpose of sale and marketing of the Products?

LEGAL PROVISIONS
General Business Laws Article 24- Trade Marks, Service Marks And Business Reputation
(a) The term "trademark" as used herein means any word, name, symbol, or device or any combination thereof used by a person to identify and distinguish the goods of such person, including a unique product, from those manufactured and sold by others, and to indicate the source of the goods, even if that source is unknown.
(h) The term "use" means the bona fide use of a mark in the ordinary course of trade, and not made merely to reserve a right in a mark. For the purposes of this article, a mark shall be deemed to be in use
(1) on goods when it is placed in any manner on the goods or other containers or the displays associated therewith or on the tags or labels affixed thereto, or if the nature of the goods makes such placement impracticable, then on documents associated with the goods or their sale, and the goods are sold or transported in commerce in this state, and
(2) on services when it is used or displayed in the sale or advertising of services and the services are rendered in this state.

360-k. Infringement. Subject to the provisions of this section, any person who shall: (a) use, without the consent of the registrant, any reproduction, counterfeit, copy, or colorable imitation of a mark registered under this article in connection with the sale, distribution, offering for sale, or advertising of any goods or services on or in connection with which such use is likely to cause confusion or mistake or to deceive as to the source of origin of such goods or services; or (b) reproduce, counterfeit, copy or colorably imitate any such mark and apply such reproduction, counterfeit, copy or colorable imitation to labels, signs, prints, packages, wrappers, receptacles, or advertisements intended to be used upon or in connection with the sale or other distribution in this state of such goods or services; shall be liable in a civil action by the registrant for any and all of the remedies provided in section three hundred sixty-l of this article, except that under this subdivision the registrant shall not be entitled to recover profits or damages unless the acts have been committed with the intent to cause confusion or mistake or to deceive.


§ 360-m. Remedies.
Any owner of a mark registered under this article may proceed by suit to enjoin the manufacture, use, display or sale of any counterfeits or imitations thereof and any court of competent jurisdiction may grant injunctions to restrain such manufacture, use, display or sale as may be by the said court deemed just and reasonable, and may require the defendants to pay to such owner all profits derived from and/or all damages suffered by reason of such wrongful manufacture, use, display or sale; and such court may also order that any such counterfeits or imitations in the possession or under the control of any defendant in such case be delivered to an officer of the court, or to the complainant, to be destroyed. The court, in its discretion, may enter judgment for an amount not to exceed three times such profits and damages and/or reasonable attorneys' fees of the prevailing party in such cases where the court finds the other party committed such wrongful acts with knowledge or in bad faith or otherwise as according to the circumstances of this case. The enumeration of any right or remedy herein shall not affect a registrant's right to prosecute under the penal law.

DISCUSSION                                                                                                                              
The United States Court of Appeals for the Federal Circuit in the matter of Corebrace LLC vs. Star Seismic LLC on May 22, 2009, while determining the licensee’s rights in a license to make, use and sell the patented product, held that the licensee’s right to make, use and sell the patented product inherently includes the right to get it made by a third party, absent a clear indication of intent to the contrary. The court held that a license to produce, use and sell “is not restricted to production by the licensee personally or use by him personally or sales by him personally. It permits him to employ others to assist him in the production, and in the use and in the sale of invention. Nor need he take any personal part in the production”.

However, the court has made it clear that in the event, terms of the license clearly articulate the exclusion of “have made” rights, then the license to make, use and sell the patented product is restricted and a licensee cannot get it made by a third party.

APPLICATION OF THIS JUDGEMENT TO THE NEW YORK TRADEMARK LAW IS NOT APPOSITE.
As per the definition clause, the term "trademark" means any word, name, symbol, or device or any combination thereof used by a person to identify and distinguish the goods of such person, including a unique product, from those manufactured and sold by others, and to indicate the source of the goods, even if that source is unknown.

It is clear that a trade mark is a mark used by a person to identify and distinguish the goods of ‘such person’. ‘Such person’ here means the owner of the goods. In other words, a trademark can be used only for identifying and distinguishing the goods manufactured by the owner or its licensee and not the goods manufactured by a third party.  

As per article 24, General Business Article, the term “use” means the bonafide use of a mark in the ordinary course of trade.

Section 360K on infringement provides that any person who shall use without the consent of the registrant, any reproduction, counterfeit, copy or colourable imitation of a mark registered under this article in connection with the sale, distribution, offering for sale, or advertising of any goods or services on or in connection with which such use is likely to cause confusion or mistake or to deceive as to the source of origin of such goods or services shall be liable for a civil action.
It is submitted that the definition of infringement can be divided into following essential parts:
Any person
(i)               Use without the consent of registrant a mark
(ii)             in connection with sale, distribution, offering for sale or advertising of any goods
(iii)           such use is likely to cause confusion or mistake or deceive
(iv)            as to the source of origin of such goods or services.

is liable for civil action.

Though the condition no. (ii) talks of offering for sale or advertising of ‘any’ goods, however, the condition no. (iv) restrict the definition of goods to the “source of origin” of such goods, meaning thereby that a licensee with the consent of the registrant can sell the goods with the mark subject to the satisfaction of the fourth condition i.e. the use should not be in a manner so as to deceive or confuse or mistake about the source of origin. In other words “source of origin” here when read in conjunction with definition of trademark means the “owner”.

Therefore, if a licensee uses a trademark on the goods manufactured by the third party, there is bound to be confusion and deceive amongst the consumers about the source of origin, such confusion can be a result of performance or change in color of the Product. Moreover, selling of a product manufactured by a third party with the trade mark of the Licensor itself amount to deceiving and passing off. 

Attention is also invited to the language used in section 360-m, Remedies, which provides that any owner of a mark registered under this article may proceed by suit to enjoin the manufacture, use, display or sale of any counterfeits or imitations thereof and any court of competent jurisdiction may grant injunctions to restrain such manufacture, use, display or sale as may be by the said court deemed just and reasonable, and may require the defendants to pay to such owner all profits derived from and/or all damages suffered by reason of such wrongful manufacture, use, display or sale; and such court may also order that any such counterfeits or imitations in the possession or under the control of any defendant in such case be delivered to an officer of the court, or to the complainant, to be destroyed.

It is clear from this clause that manufacture and use have different connotation and “use” does not inherently include manufacturing or producing itself or by third parties.

A combined reading definition, infringement and remedies clause makes it crystal clear that under the Trademark law license to “use” the trademark does not include manufacturing of product from a third party.  


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